Stephen GoldCRD Number: 2988886
Current Firm: J.p. Morgan Securities LLC
Stephen Gold (CRD# 2988886) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in White Plains, NY and has over 24 years of experience in the finance industry.
Park Avenue Securities LLC
High Mountain Financial Coaching LLC
Lincoln Financial Advisors Corporation
|Jpmorgan Chase Bank, N.a.||White Plains, NY||Oct 2018 - Current||3|
|Jpmorgan Securities, LLC||White Plains, NY||Oct 2018 - Current||3|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Oct 2018||3|
|Morgan Stanley||New York, NY||Jun 2009 - Oct 2018||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Oct 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management229,725MILLIONS
Total Number of Accounts856,594ACCOUNTS
Average Account Value$268,184
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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