Uma Shah, financial advisor White Plains NY

Uma Shah

CRD Number: 1825376
Current Firm: Northwestern Mutual Investment Services,llc

Uma Shah (CRD# 1825376) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in White Plains, NY and has over 25 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
James Bufalo White Plains, NY Oct 2022 - Current 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Mar 2020 - Current 4
Northwestern Mutual Investment Services LLC White Plains, NY Feb 2020 - Current 4
Chandresh Shah White Plains, NY Oct 2019 - Current 4
Brendan Meyer White Plains, NY Oct 2012 - Current 11
Chandresh Shah White Plains, NY Jun 2019 - Oct 2019 < 1
Unemployed Palisades, NY Mar 2019 - Jun 2019 < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Feb 2019 3
Northwestern Mutual Investment Services LLC White Plains, NY Mar 2013 - Feb 2019 5
Northwestern Mutual Life Insurance Company White Plains, NY Jan 2013 - Feb 2019 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S65 NASAA Investment Advisors Law Examination Jan 2000
Contact Info for Uma C. Shah
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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