Zachary Brody (CRD# 6108594) is an Investment Advisor Representative working at Lumiere Financial in New York, NY and has over 11 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Aug 2022 - Current | 1 |
| Lumiere Financial Group LLC | New York, NY | Feb 2022 - Current | 2 |
| Lumiere Financial Group LLC | New York, NY | Apr 2021 - Current | 3 |
| Ameritas Advisory Services, LLC | Lincoln, NE | Nov 2021 - Feb 2022 | < 1 |
| Ameritas Investment Company, LLC | Lincoln, NE | May 2021 - Feb 2022 | < 1 |
| Ameritas Life Insurance Corp Of New York | New York, NY | Apr 2021 - Feb 2022 | < 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Aug 2020 - Apr 2021 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jul 2020 - Apr 2021 | < 1 |
| Northwestern Mutual Investment Services, LLC | Melville, NY | Jul 2020 - Apr 2021 | < 1 |
| Pruco Securities, LLC | White Plains, NY | Apr 2016 - Jul 2020 | 4 |
| The Prudential Insurance Company Of America | White Plains, NY | Apr 2016 - Jul 2020 | 4 |
| Metlife Securities Inc. | Shelton, CT | Oct 2013 - Apr 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2012 |
- NY
- TX
-
Total Assets Under Management45MILLIONS
-
Total Number of Accounts202ACCOUNTS
-
Average Account Value$222,680
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
CT, FL, MA, NJ, NY, TX
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