Joseph MushelCRD Number: 1334874
Current Firm: Ek Riley Investments, LLC
Joseph Mushel (CRD# 1334874) is an Investment Advisor Representative working at Ek Riley Investments, LLC in Whitefish, MT and has over 31 years of experience in the finance industry.
Stack Financial Management Inc.
State Farm Investment Management Corp.
|Ek Riley Investments, LLC||Seattle, WA||Jul 2005 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
|S65||NASAA Investment Advisors Law Examination||Aug 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management164MILLIONS
Total Number of Accounts476ACCOUNTS
Average Account Value$344,009
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, FL, GA, ID, IL, IN, MA, ME, MT, NC, NJ, NV, NY, OH, OR, TN, TX, UT, VA, WA