John GiancaterinoCRD Number: 1041485
Current Firm: Voya Financial Advisors, Inc.
John Giancaterino (CRD# 1041485) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Whitehall, PA and has over 32 years of experience in the finance industry.
Sfg Investment Advisors, Inc.
Penn Investment Advisors, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Voya Financial Advisors||Whitehall, PA||Sep 2014 - Current||3|
|Giancaterino And Associates||Whitehall, PA||Oct 2004 - Current||13|
|Gracaterino||Bethlehem, PA||Jul 1998 - Current||19|
|Minnesota Mutual Life||St Paul, MN||Sep 1994 - Current||23|
|Ing Financial Partners, Inc.||Whitehall, PA||Jan 2004 - Aug 2014||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV