Christian Gonzalez, financial advisor Whitestone NY
93 score

Christian Gonzalez

CRD Number: 5366994
Current Firm: Capital One Advisors, LLC

Christian Gonzalez (CRD# 5366994) is an Investment Advisor Representative working at Capital One Advisors, LLC in Whitestone, NY and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Capital One Investing, LLC Seattle, WA Apr 2016 - Current < 1
Hsbc Securities (usa) Inc. New Rochelle, NY Nov 2015 - Apr 2016 < 1
Hsbc Securities (usa) Inc. White Plains, NY Apr 2014 - Nov 2015 1
Unemployed Bronx, NY Nov 2013 - Mar 2014 < 1
Merrill Lynch,pierce,fenner & Smith Hoboken, NJ Jun 2013 - Oct 2013 < 1
Bank Of America, N.a. Hoboken, NJ Jun 2013 - Oct 2013 < 1
Capital One Bank New York, NY Sep 2012 - Jun 2013 < 1
Chase Investment Services Corp Bronx, NY May 2010 - Sep 2012 2
Jp Morgan Chase Bank Bronx, NY Jun 2007 - May 2010 2
Radioshack Corp New York, NY Sep 2003 - Jun 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S66 NASAA Uniform Combined State Law Examination Jul 2011
Contact Info for Christian O. Gonzalez
Phone Number: 206-805-0800
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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