Dirk Brown, financial advisor Griffith IN

Dirk Brown

CRD Number: 4180574
Current Firm: Lpl Financial LLC

Dirk Brown (CRD# 4180574) is an Investment Advisor Representative working at Lpl Financial LLC in Griffith, IN and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Griffith, IN Jul 2021 - Current 2
Lakeshore Indemnity Group Griffith, IN Mar 2020 - Current 4
Cetera Advisors LLC Denver, CO Oct 2016 - Jun 2021 4
Salva Developments East Chicago, IN Mar 2009 - May 2018 9
Hobson Financial Group Highland, IN Jul 2013 - May 2017 3
Investors Capital Corp. Lynnfield, MA Jul 2013 - Oct 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2000
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for Dirk A. Brown
Phone Number: 704-733-3300
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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