Charles RiveraCRD Number: 1260550
Current Firm: Eagle Strategies LLC
Charles Rivera (CRD# 1260550) is an Investment Advisor Representative working at Eagle Strategies LLC in Wichita, KS and has over 31 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Nylife Securities Inc.||Wichita, KS||Mar 1984 - Current||33|
|New York Life||Wichita, KS||Aug 1983 - Current||33|
|Insurance Matters||Wichita, KS||Jun 2001 - Dec 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
|S65||NASAA Investment Advisors Law Examination||Jan 2007|
Total Assets Under Management5,154MILLIONS
Total Number of Accounts29,837ACCOUNTS
Average Account Value$172,747
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV