David DuvallCRD Number: 5284825
Current Firm: Voya Financial Advisors, Inc.
David Duvall (CRD# 5284825) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Wichita, KS and has over 10 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Voya Financial Advisors||Garden City, KS||Sep 2014 - Current||2|
|Mid States Mfg, LLC||Garden City, KS||Jan 2008 - Current||9|
|Ing Financial Partners, Inc.||Garden City, KS||Jul 2008 - Sep 2014||6|
|Waddell & Reed, Inc.||Garden City, KS||Jan 2007 - Jan 2008||1|
|Various Insurance Carriers For W&r Insurance Agencies||Garden City, KS||Aug 2007 - Dec 2007||< 1|
|Duvall Enterprises, LLC||Garden City, KS||Sep 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV