Frederick WarrenCRD Number: 1014053
Current Firm: Century Securities Associates Inc.
Frederick Warren (CRD# 1014053) is an Investment Advisor Representative working at Century Securities Associates Inc. in Wichita, KS and has over 15 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Century Securities Associates, Inc.||Wichita, KS||Mar 2007 - Current||10|
|Fahnestock & Company, Inc.||Witchita, KS||Jul 2002 - Mar 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2002|
|S65||NASAA Investment Advisors Law Examination||Jan 2006|
Total Assets Under Management393MILLIONS
Total Number of Accounts1,513ACCOUNTS
Average Account Value$259,558
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV