James FloresCRD Number: 1914244
Current Firm: Mml Investors Services, LLC
James Flores (CRD# 1914244) is an Investment Advisor Representative working at Mml Investors Services, LLC in Wichita, KS and has over 29 years of experience in the finance industry.
Capital Wealthcare Advisors, L.c.
Cambridge Investment Research Advisors, Inc.
|Mml Investors Services, LLC||Wichita, KS||Mar 2017 - Current||1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Jul 2016 - Current||1|
|Metlife Resources||St. Louis, MO||Jan 2006 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1989|
|S65||NASAA Investment Advisors Law Examination||Jan 2001|
Total Assets Under Management25,618MILLIONS
Total Number of Accounts157,759ACCOUNTS
Average Account Value$162,387
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY