James OswaldCRD Number: 7364290
Current Firm: Leading Edge Financial Planning
James Oswald (CRD# 7364290) is an Investment Advisor Representative working at Leading Edge Financial Planning in Wichita, KS and has 1 year of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Equitable Advisors, LLC
American Independent Securities Group, LLC
|Leading Edge Financial Planning||Wichita, KS||Jul 2021 - Current||1|
|Independent Insurance Producer||Wichita, KS||May 2020 - Current||2|
|Financial Benefits Incorporated||Wichita, KS||Apr 2021 - Mar 2022||< 1|
|Aflac||Wichita, KS||May 2020 - Jul 2021||1|
|Db&a Consutling||Dallas, TX||Jul 2019 - May 2020||< 1|
|Spirit Aerosystems||Wichita, KS||Oct 2017 - Jul 2019||1|
|Us Army||Savannah, GA||Jun 2008 - Sep 2017||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2022|
Total Assets Under Management23MILLIONS
Total Number of Accounts364ACCOUNTS
Average Account Value$63,462
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CO, KS, TX
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