Rafael RaymosCRD Number: 872887
Current Firm: Voya Financial Advisors, Inc.
Rafael Raymos (CRD# 872887) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Wichita, KS and has over 37 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Voya Financial Advisors||Wichita, KS||Sep 2014 - Current||2|
|Rjr Financial Services||Wichita, KS||Jul 2007 - Current||9|
|Ing Financial Partners||Wichita, KS||Jul 2007 - Sep 2014||7|
|Mml Investors Services, Inc.||Wichita, KS||Oct 2005 - Jul 2007||1|
|Massmutual||Wichita, KS||Jul 2005 - Jul 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1979|
|S65||NASAA Investment Advisors Law Examination||Sep 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV