Richard Campbell, financial advisor Wichita KS
91 score

Richard Campbell

Southeart Financial Group, a private wealth advisory practice of Amerprise Financial, Inc.

CRD Number: 1246641
Current Firm: Ameriprise Financial Services, Inc.
Compensation Model: Both
Richard Campbell (CRD# 1246641) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Wichita, KS and has over 33 years of experience in the finance industry.
Similar Advisors
James Bonifas Jr., financial advisor Wichita KS
James M. Bonifas Jr.
CRD# 2659453
Cambridge Investment Research Advisors, Inc.
Score
100
Similar Advisors
Brian Jansen, financial advisor Wichita KS
Brian C. Jansen
CRD# 5199481
Edward Jones
Score
100
Similar Advisors
Kimberly Madsen, financial advisor Wichita KS
Kimberly Madsen
CRD# 3273225
Ameriprise Financial Services, Inc.
Score
100
Professional Designations
Company Name Location Dates Years
American Express Financial Advisors Inc. Wichita, KS May 1984 - Current 33
Ids Life Insurance Company Minneapolis, MN Feb 1984 - Current 33
Exam Code Name Passed Date
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Mar 1984
S63 Uniform Securities State Law Examination Mar 1984
S22 Direct Participation Programs Limited Representative Examination (DR) Aug 1984
S7 General Securities Representative Examination (GS) Oct 1985
S65 NASAA Investment Advisors Law Examination Oct 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Advisor's Response :

Dispute was denied. Ameriprise's review indicated the client's CPA misunderstood the contribution requirements for a SEP IRA and may have confused the with a SIMPLE IRA and/or a safe Harbor 401(k)

Contact Info for Richard B. Campbell
Phone Number: 316-630-8118
Registered State(s):
  • KS
  • TX
  • AZ
  • AR
  • CA
  • CO
  • GA
  • IL
  • IN
  • MN
  • MO
  • NM
  • OK
  • SD
  • WA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

Richard Campbell is licensed and registered to conduct business in KS.

Based on licenses and registrations I hold, I may also conduct business in GA, AZ, MN, NM, SD, CA, IN, MO, TX, AR, WA, IL, CO, OK.

AR License #28731

  • Client Satisfaction Score: The Client Satisfaction Survey score is based on response to the survey as of Q4 2014. Information since then may have changed. The survey rates advisors on the following criteria: overall satisfaction with the advisor, the advisor's financial knowledge, the advisor's ability to provide financial advice that suits the individual needs of the client, and the adequacy of the amount of contact with the advisor. An Advisor's score is based on an average of all responses for the advisor. There is no minimum number of respondents required for an advisor to receive a score. Client experiences may vary and working with any Ameriprise financial advisor is not a guarantee of future financial results. Investors should not consider this rating a substitute for their own research and evaluation of a financial advisor's qualifications.
    *Not all clients may respond to these questions. The numbers are averaged into responses to other survey questions to form the Client Satisfaction Score.
  • Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. Ameriprise advisors receive compensation for financial advisory services in the form of commission and fee.
  • An Ameriprise Financial Franchise
  • The Confident Retirement approach is not a guarantee of future financial results.
  • Ameriprise Financial cannot guarantee future financial results.
  • Ameriprise Financial and its representatives do not provide tax or legal advice. Consult with your tax advisor or attorney regarding your specific situation.
  • The Compass is a trademark of Ameriprise Financial, Inc.
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
91
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.