Richard Campbell, financial advisor Wichita KS
91 score

Richard Campbell

Southeart Financial Group, a private wealth advisory practice of Amerprise Financial, Inc.

CRD Number: 1246641
Current Firm: Ameriprise Financial Services, Inc.
Compensation Model: Both
Richard Campbell (CRD# 1246641) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Wichita, KS and has over 33 years of experience in the finance industry.
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Professional Designations
Company Name Location Dates Years
American Express Financial Advisors Inc. Wichita, KS May 1984 - Current 33
Ids Life Insurance Company Minneapolis, MN Feb 1984 - Current 33
Exam Code Name Passed Date
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Mar 1984
S63 Uniform Securities State Law Examination Mar 1984
S22 Direct Participation Programs Limited Representative Examination (DR) Aug 1984
S7 General Securities Representative Examination (GS) Oct 1985
S65 NASAA Investment Advisors Law Examination Oct 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Advisor's Response :

Dispute was denied. Ameriprise's review indicated the client's CPA misunderstood the contribution requirements for a SEP IRA and may have confused the with a SIMPLE IRA and/or a safe Harbor 401(k)

Contact Info for Richard B. Campbell
Phone Number: 316-630-8118
Registered State(s):
  • KS
  • TX
  • AZ
  • AR
  • CA
  • CO
  • GA
  • IL
  • IN
  • MN
  • MO
  • NM
  • OK
  • SD
  • WA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Firm Disclaimer:

Richard Campbell is licensed and registered to conduct business in KS.

Based on licenses and registrations I hold, I may also conduct business in GA, AZ, MN, NM, SD, CA, IN, MO, TX, AR, WA, IL, CO, OK.

AR License #28731

  • Client Satisfaction Score: The Client Satisfaction Survey score is based on response to the survey as of Q4 2014. Information since then may have changed. The survey rates advisors on the following criteria: overall satisfaction with the advisor, the advisor's financial knowledge, the advisor's ability to provide financial advice that suits the individual needs of the client, and the adequacy of the amount of contact with the advisor. An Advisor's score is based on an average of all responses for the advisor. There is no minimum number of respondents required for an advisor to receive a score. Client experiences may vary and working with any Ameriprise financial advisor is not a guarantee of future financial results. Investors should not consider this rating a substitute for their own research and evaluation of a financial advisor's qualifications.
    *Not all clients may respond to these questions. The numbers are averaged into responses to other survey questions to form the Client Satisfaction Score.
  • Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. Ameriprise advisors receive compensation for financial advisory services in the form of commission and fee.
  • An Ameriprise Financial Franchise
  • The Confident Retirement approach is not a guarantee of future financial results.
  • Ameriprise Financial cannot guarantee future financial results.
  • Ameriprise Financial and its representatives do not provide tax or legal advice. Consult with your tax advisor or attorney regarding your specific situation.
  • The Compass is a trademark of Ameriprise Financial, Inc.
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Verified Page
Data verified by both the advisor and the public regulatory data.

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