Scott Moore, financial advisor Wichita KS

Scott Moore

CRD Number: 3038973
Current Firm: Osaic Wealth, Inc.

Scott Moore (CRD# 3038973) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Wichita, KS and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Wealth, Inc. Wichita, KS Sep 2023 - Current < 1
Independent Financial Services Wichita, KS Oct 2006 - Current 17
Cambridge Investment Research, Inc. Fairfield, IA Dec 2016 - Sep 2023 6
Cambridge Investment Research Advisors, Inc. Fairfield, IA Dec 2016 - Sep 2023 6
Summit Brokerage Services, Inc. Wichita, KS Sep 2016 - Dec 2016 < 1
Summit Financial Group Inc. Boca Raton, FL Sep 2016 - Dec 2016 < 1
Vsr Advisory Services Overland Park, KS Aug 2007 - Sep 2016 9
Vsr Financial Services, Inc. Overland Park, KS Oct 2006 - Sep 2016 9
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2006
S63 Uniform Securities State Law Examination Apr 1998
Contact Info for Scott D. Moore
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    94,558
    MILLIONS
  • Total Number of Accounts
    437,201
    ACCOUNTS
  • Average Account Value
    $216,280
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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