Susan PoolCRD Number: 3178683
Current Firm: Truenorth, Inc.
Susan Pool (CRD# 3178683) is an Investment Advisor Representative working at Truenorth, Inc. in Wichita, KS and has over 18 years of experience in the finance industry. Susan Pool has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Truenorth, Inc.||Wichita, KS||May 2001 - Current||16|
|Truenorth, Inc.||Wichita, KS||Jul 1999 - Mar 2014||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Aug 1999|
Total Assets Under Management409MILLIONS
Total Number of Accounts330ACCOUNTS
Average Account Value$1,239,457
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, CO, IL, KS, TX