Tracy RuddleCRD Number: 4434889
Current Firm: Frontier Wealth Management, LLC
Tracy Ruddle (CRD# 4434889) is an Investment Advisor Representative working at Frontier Wealth Management, LLC in Wichita, KS and has over 13 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Frontier Wealth Management LLC||Wichita, KS||Apr 2015 - Current||1|
|Ubs Financial Services Inc.||Wichita, KS||Jul 2013 - Apr 2015||1|
|Ubs Financial Services Inc.||Wichita, KS||Nov 2000 - Jul 2013||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2003|
Total Assets Under Management1,461MILLIONS
Total Number of Accounts4,928ACCOUNTS
Average Account Value$296,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, FL, GA, IL, KS, LA, MA, MO, NE, NY, OK, PA, SC, TX, VA