James Faw, financial advisor Wilkesboro NC
96 score

James Faw

CRD Number: 4463485
Current Firm: Concorde Financial Resources, LLC

James Faw (CRD# 4463485) is an Investment Advisor Representative working at Concorde Financial Resources, LLC in Wilkesboro, NC and has over 14 years of experience in the finance industry. James Faw has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Concorde Financial Resources Wilkesboro, NC Sep 2001 - Current 16
Faw Financial Services Wilkesboro, NC Oct 1994 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
Contact Info for James C. Faw
Phone Number: 336-838-4100
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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