James Faw, financial advisor Wilkesboro NC
96 score

James Faw

CRD Number: 4463485
Current Firm: Concorde Financial Resources, LLC

James Faw (CRD# 4463485) is an Investment Advisor Representative working at Concorde Financial Resources, LLC in Wilkesboro, NC and has over 13 years of experience in the finance industry. James Faw has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Carla Hauser, financial advisor Wilkesboro NC
Carla S. Hauser
CRD# 3211959
Raymond James Financial Services Advisors, Inc.
Similar Advisors
John Payne, financial advisor Wilkesboro NC
John L. Payne
CRD# 1457135
Executive Financial Resources, Inc.
Similar Advisors
Wade Sanders, financial advisor Wilkesboro NC
Wade E. Sanders
CRD# 2851976
Concorde Financial Resources, LLC
Professional Designations
Company Name Location Dates Years
Concorde Financial Resources Wilkesboro, NC Sep 2001 - Current 15
Faw Financial Services Wilkesboro, NC Oct 1994 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
Contact Info for James C. Faw
Phone Number: 336-838-4100
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from James Faw and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.