Clayton JamesCRD Number: 4565333
Current Firm: Prospera Financial Services, Inc.
Clayton James (CRD# 4565333) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Williamsburg, VA and has over 15 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Axa Advisors, LLC
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|Prospera Financial Services Inc.||Dallas, TX||Feb 2009 - Current||9|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Hampton Roads Complex, VA||Apr 2004 - Current||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2002|
- Customer Dispute
Total Assets Under Management1,366MILLIONS
Total Number of Accounts6,381ACCOUNTS
Average Account Value$214,022
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV