Frank Smith (CRD# 1820321) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Williamsburg, VA and has over 26 years of experience in the finance industry.
CRD# 6157085
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2605269
Davenport & Company LLC
CRD# 2396863
Pathway Financial Planning, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
| Voya Financial Advisors, Inc. | Williamsburg, VA | Jan 2020 - Jun 2021 | 1 |
| Bank Of America, N.a. | Williamsburg, VA | Apr 2015 - Dec 2019 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsburg, VA | Jan 2015 - Dec 2019 | 4 |
| Invest Financial Corporation | Williamsburg, VA | Jan 2011 - Jan 2015 | 4 |
| Sphinx Financial Group | Williamsburg, VA | Jan 2003 - Jan 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1998 |
- VA
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Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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