Norman Watters, financial advisor Williamsburg VA
78 score

Norman Watters

CRD Number: 6069018
Current Firm: Suntrust Investment Services, Inc.

Norman Watters (CRD# 6069018) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Williamsburg, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Suntrust Investment Services Atlanta, GA Dec 2015 - Current 1
Suntrust Bank Williamsburg, VA Dec 2015 - Current 1
Wells Fargo Advisors LLC Newport News, VA May 2012 - Dec 2015 3
Poquoson Dance Academy Poquoson, VA Dec 2011 - Dec 2015 4
Wellsfargo Bank N.a Newport News, VA Oct 2011 - Dec 2015 4
Old Dominion University Newport News, VA Jan 2010 - Oct 2011 1
Suntrust Bank Hampton, VA Aug 2008 - Dec 2009 1
Unemployed Poquoson, VA Feb 2008 - Aug 2008 < 1
Us Navy Newport News, VA Oct 2003 - Feb 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2012
S65 NASAA Investment Advisors Law Examination Jun 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Norman W. Watters
Phone Number: 404-813-8981
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    10,443
    MILLIONS
  • Total Number of Accounts
    26,841
    ACCOUNTS
  • Average Account Value
    $389,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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