Vicki Smith, financial advisor Williamsburg VA
93 score

Vicki Smith

CRD Number: 1403713
Current Firm: Wells Fargo Advisors, LLC

Vicki Smith (CRD# 1403713) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Williamsburg, VA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Williamsburg, VA Aug 2011 - Current 5
Wachovia Securities, LLC Centerville, MA Jan 2008 - Aug 2011 3
A. G. Edwards & Sons, Inc. Centerville, MA Sep 1988 - Jan 2008 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1987
S65 NASAA Investment Advisors Law Examination Nov 2011
Contact Info for Vicki A. Smith
Phone Number: 314-875-3000
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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