William Smith (CRD# 2875689) is an Investment Advisor Representative working at Rfg Advisory, LLC in Williamstown, KY and has over 26 years of experience in the finance industry.
CRD# 6304340
State Farm Investment Management Corp.
CRD# 2292022
Independent Financial Partners
CRD# 4703366
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rfg Advisory, LLC | Williamstown, KY | Jan 2019 - Current | 5 |
| Arbor Point Advisors | Williamstown, KY | Aug 2017 - Current | 6 |
| Securities America Inc. | Williamstown, KY | Jun 2014 - Current | 9 |
| Securities America Advisors | Williamstown, KY | Jun 2014 - Current | 9 |
| E. Thomas & Associates Inc. | Williamstown, KY | Jan 1994 - Current | 30 |
| Dalton Strategic Investment Services Inc. | Williamstown, KY | Oct 2000 - Jun 2014 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2005 |
- KY
- TX
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Total Assets Under Management3,859MILLIONS
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Total Number of Accounts17,871ACCOUNTS
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Average Account Value$215,951
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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