Brian WellsCRD Number: 1249233
Current Firm: Ubs Financial Services Inc.
Brian Wells (CRD# 1249233) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Williamsville, NY and has over 33 years of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Ubs Financial Services Inc.||Williamsville, NY||Nov 2008 - Current||8|
|Morgan Stanley & Company, Incorporated||Williamsville, NY||Apr 2007 - Nov 2008||1|
|Morgan Stanley Dw Inc.||Williamsville, NY||Oct 2000 - Apr 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV