Charles Hanny (CRD# 2982732) is an Investment Advisor Representative working at Emergent Wealth Advisors, LLC in Williamsville, NY and has over 26 years of experience in the finance industry. Charles Hanny has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Hanny Advisory, LLC | Williamsville, NY | Jan 2023 - Current | 1 |
| Leigh Baldwin And Company | Williamsville, NY | Jun 2017 - Current | 6 |
| 7 Layton Inc. | Amherst, NY | Aug 2016 - Current | 7 |
| Emergent Wealth Advisors, LLC | Williamsville, NY | May 2015 - Current | 8 |
| Sole Proprietor | Williamsville, NY | Mar 1998 - Current | 26 |
| American Portfolios Financial Services, Inc. | Snyder, NY | Jan 2010 - Jun 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2010 |
- NY
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Total Assets Under Management171MILLIONS
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Total Number of Accounts888ACCOUNTS
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Average Account Value$192,499
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, FL, NY
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