James TyrpakCRD Number: 1020388
Current Firm: Cambridge Investment Research Advisors, Inc.
James Tyrpak (CRD# 1020388) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Williamsville, NY and has over 33 years of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Oct 2012 - Current||4|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Oct 2012 - Current||4|
|Tyrpak Financial Associates, Inc.||Buffalo, NY||May 1992 - Current||25|
|Ing Financial Partners, Inc.||Des Moines, IA||Jan 2004 - Oct 2012||8|
|Security Mutual Life Insurance||Binghampton, NY||Jan 2011 - Jan 2012||1|
|Society Of Financial Service Professionals||Newton Square, PA||Jan 2009 - Dec 2010||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV