Nicholas RuggirelloCRD Number: 5825955
Current Firm: Eagle Strategies LLC
Nicholas Ruggirello (CRD# 5825955) is an Investment Advisor Representative working at Eagle Strategies LLC in Williamsville, NY and has over 11 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hsbc Securities (usa) Inc.
|Eagle Strategies LLC||Williamsville, NY||Jun 2019 - Current||3|
|Earmark Legacy Partners||Williamsville, NY||Jan 2017 - Current||5|
|Nylife Securities LLC||Williamsville, NY||Mar 2011 - Current||11|
|New York Life Insurance Co||Williamsville, NY||Jul 2010 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2011|
|S66||NASAA Uniform Combined State Law Examination||May 2019|
Total Assets Under Management18,110MILLIONS
Total Number of Accounts84,457ACCOUNTS
Average Account Value$214,423
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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