Suzanne Funk, financial advisor Williamsville NY

Suzanne Funk

CRD Number: 5080800
Current Firm: Wells Fargo Clearing Services, LLC

Suzanne Funk (CRD# 5080800) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Williamsville, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Buffalo, NY Jan 2021 - Current 1
Td Ameritrade Williamsville, NY Jul 2020 - Jan 2021 < 1
Wells Fargo Clearing Services LLC Buffalo, NY May 2019 - Jul 2020 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenmore, NY Jun 2018 - May 2019 < 1
Bank Of America, N.a. Kenmore, NY Jun 2018 - May 2019 < 1
Unemployed East Amherst, NY Mar 2018 - Jun 2018 < 1
Scottrade, Inc. Williamsville, NY Dec 2005 - Mar 2018 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2009
S66 NASAA Uniform Combined State Law Examination Mar 2017
Contact Info for Suzanne M. Funk
Phone Number: 314-875-3000
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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