Sezgin UnayCRD Number: 4595675
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sezgin Unay (CRD# 4595675) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Williston Park, NY and has over 13 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
H. Beck, Inc.
|Bank Of America, N.a.||Jericho, NY||Mar 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Jericho, NY||Aug 2014 - Current||3|
|J.p. Morgan Securities LLC||Merrick, NY||Oct 2012 - Aug 2014||1|
|Jp Morgan Chase Bank N.a.||Levittown, NY||May 2010 - Aug 2014||4|
|Sns Lead Inspectors Inc.||Brooklyn, NY||Sep 2004 - Dec 2013||9|
|Mns Home Improvement Corp.-||Brooklyn, NY||Aug 2004 - Dec 2012||8|
|Chase Investment Services Corp||Levittown, NY||Feb 2011 - Oct 2012||1|
|Wachovia Securities, LLC||White Plains, NY||Jan 2009 - May 2010||1|
|Wachovia Bank, N.a.||White Plains, NY||Sep 2008 - May 2010||1|
|Bank Of America, N.a.||West Hempstead, NY||Apr 2007 - Sep 2008||1|
|Banc Of America Investment Services, Inc.||West Hempstead, NY||Apr 2007 - Sep 2008||1|
|Chase Investment Services Corp||Wantagh, NY||May 2006 - Apr 2007||< 1|
|Chase Bank||Wantagh, NY||May 2006 - Apr 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2014|
|S63||Uniform Securities State Law Examination||Mar 2004|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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