Sezgin Unay, financial advisor Williston Park NY
93 score

Sezgin Unay

CRD Number: 4595675
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sezgin Unay (CRD# 4595675) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Williston Park, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Jericho, NY Mar 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jericho, NY Aug 2014 - Current 2
J.p. Morgan Securities LLC Merrick, NY Oct 2012 - Aug 2014 1
Jp Morgan Chase Bank N.a. Levittown, NY May 2010 - Aug 2014 4
Sns Lead Inspectors Inc. Brooklyn, NY Sep 2004 - Dec 2013 9
Mns Home Improvement Corp.- Brooklyn, NY Aug 2004 - Dec 2012 8
Chase Investment Services Corp Levittown, NY Feb 2011 - Oct 2012 1
Wachovia Securities, LLC White Plains, NY Jan 2009 - May 2010 1
Wachovia Bank, N.a. White Plains, NY Sep 2008 - May 2010 1
Bank Of America, N.a. West Hempstead, NY Apr 2007 - Sep 2008 1
Banc Of America Investment Services, Inc. West Hempstead, NY Apr 2007 - Sep 2008 1
Chase Investment Services Corp Wantagh, NY May 2006 - Apr 2007 < 1
Chase Bank Wantagh, NY May 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
S63 Uniform Securities State Law Examination Mar 2004
Contact Info for Sezgin Unay
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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