Brian CarneyCRD Number: 4447761
Current Firm: Cambridge Investment Research Advisors, Inc.
Brian Carney (CRD# 4447761) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Wilmington, DE and has over 16 years of experience in the finance industry. Brian Carney has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Ameriprise Financial Services, Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Jan 2014 - Current||4|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jan 2014 - Current||4|
|M Holdings Securities, Inc.||Portland, OR||Feb 2009 - Dec 2013||4|
|Newton One Advisors||Newark, DE||Feb 2009 - Dec 2013||4|
|Securian Financial Services||St Paul, MN||Sep 2001 - Feb 2009||7|
|Minnesota Life Ins Co||St Paul, MN||Sep 2001 - Feb 2009||7|
|Diamond State Fin Grp||Newark, DE||Sep 2001 - Feb 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S65||NASAA Investment Advisors Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops