Daniel FriedmanCRD Number: 3022786
Current Firm: Capital One Advisors, LLC
Daniel Friedman (CRD# 3022786) is an Investment Advisor Representative working at Capital One Advisors, LLC in Wilmington, DE and has over 19 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Ameriprise Financial Services, Inc.
|Capital One Investing, LLC||Wilmington, DE||Dec 2015 - Current||2|
|Morgan Stanley Smith Barney||New York, NY||Sep 2010 - Dec 2015||5|
|Chase Investment Services Corp||New York, NY||Mar 2007 - Sep 2010||3|
|E*trade Securities LLC||Jersey City, NJ||Jan 2007 - Mar 2007||< 1|
|Spencer Winston Securities Corp.||New York, NY||Sep 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 2009|
Total Assets Under Management0MILLIONS
Total Number of Accounts12ACCOUNTS
Average Account Value$1,343
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)