Frank SpeaceCRD Number: 4498867
Current Firm: Raymond James Financial Services Advisors, Inc.
Frank Speace (CRD# 4498867) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Wilmington, DE and has over 17 years of experience in the finance industry. Frank Speace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Ameriprise Financial Services, Inc.
|Aflac Rep||Wilmington, DE||Dec 2014 - Current||3|
|Raymond James Financial Services Advisors Inc.||Wilmington, DE||Apr 2014 - Current||3|
|Raymond James Financial Services, Inc.||Wilmington, DE||Mar 2014 - Current||3|
|Wilmington University||Wilmington, DE||Aug 2011 - Current||6|
|Century Tax & Financial Services||Wilmington, DE||Jan 2005 - Current||12|
|Rental Real Estate||Wilmington, DE||Jan 2005 - Current||12|
|H.d. Vest Advisory Services||Wilmington, DE||Jun 2004 - Mar 2014||9|
|H.d. Vest Investment Services||Wilmington, DE||Dec 2003 - Mar 2014||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2000|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV