James Hall (CRD# 1753467) is an Investment Advisor Representative working at Affinity Wealth Management LLC in Wilmington, DE and has over 34 years of experience in the finance industry. James Hall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
CRD# 6237585
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Affinity Wealth Management, LLC | Wilmington, DE | Feb 2018 - Current | 6 |
Mercap Securities, LLC | Paoli, PA | Nov 2017 - Jul 2020 | 2 |
Affinity Wealth Management, Inc. | Wilmington, DE | Apr 2003 - Jan 2018 | 14 |
Coastal Equities, Inc. | Wilmington, DE | Oct 2013 - Nov 2017 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1989 |
S65 | NASAA Investment Advisors Law Examination | Dec 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
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Total Assets Under Management700MILLIONS
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Total Number of Accounts2,072ACCOUNTS
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Average Account Value$337,643
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
CA, DE, FL, GA, MD, NC, NJ, NY, PA, SC, TN, TX, VA
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