Jorge DiazCRD Number: 4490045
Current Firm: Morgan Stanley
Jorge Diaz (CRD# 4490045) is an Investment Advisor Representative working at Morgan Stanley in Wilmington, DE and has over 14 years of experience in the finance industry.
Newbridge Wealth Management
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Current||2|
|Morgan Stanley Smith Barney LLC||Wilmington, DE||Aug 2013 - Current||3|
|Morgan Stanley Smith Barney LLC||Greenville, DE||Mar 2010 - Aug 2013||3|
|Allstate Insurance Co||Newark, DE||Nov 2007 - Mar 2010||2|
|Waddell & Reed||Chadd's Ford, PA||Jan 2007 - Nov 2007||< 1|
|Wachovia Securities, Inc.-isg||Wilmington, DE||May 2003 - Dec 2006||3|
|Wachovia Bank||Wilmington, DE||Jun 2002 - Dec 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||Jan 2007|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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