Joshua ClaytonCRD Number: 6006920
Current Firm: Capital One Advisors, LLC
Joshua Clayton (CRD# 6006920) is an Investment Advisor Representative working at Capital One Advisors, LLC in Wilmington, DE and has over 3 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Ameriprise Financial Services, Inc.
|Capital One Sharebuilder||Wilmington, DE||Mar 2013 - Current||5|
|Uso San Diego||San Diego, CA||Aug 2011 - Jan 2013||1|
|Pridestaff Staffing Services||San Diego, CA||Nov 2011 - Jul 2012||< 1|
|Unemployment||San Diego, CA||Oct 2010 - Aug 2011||< 1|
|Asset Marketing Systems||San Diego, CA||Jun 2007 - Sep 2010||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management8MILLIONS
Total Number of Accounts204ACCOUNTS
Average Account Value$39,720
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV