Richard RockwellCRD Number: 1196943
Current Firm: Hornor, Townsend & Kent, Inc.
Richard Rockwell (CRD# 1196943) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Wilmington, DE and has over 22 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Dedicated Investment Advisers LLC
|Penn Mutual Life Ins Co||Conshohocken, PA||Mar 2004 - Current||13|
|Hornor Townsend & Kent||Conshohocken, PA||Mar 2004 - Current||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1995|
Total Assets Under Management1,000MILLIONS
Total Number of Accounts3,542ACCOUNTS
Average Account Value$282,463
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV