Stephen GibsonCRD Number: 1350488
Current Firm: Affinity Wealth Management, Inc.
Stephen Gibson (CRD# 1350488) is an Investment Advisor Representative working at Affinity Wealth Management, Inc. in Wilmington, DE and has over 24 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Ameriprise Financial Services, Inc.
|Affinity Wealth Management, Inc.||Wilmington, DE||Apr 2013 - Current||4|
|Gladstone Associates||Conshohocken, PA||Aug 2011 - Apr 2013||1|
|Valscore Research Corporation||Philadelphia, PA||May 2006 - Aug 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1993|
|S65||NASAA Investment Advisors Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management317MILLIONS
Total Number of Accounts1,317ACCOUNTS
Average Account Value$240,482
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, DC, DE, FL, GA, MD, NJ, NY, PA, SC, TX, VA