Warren Vandiver, financial advisor Wilmington DE
93 score

Warren Vandiver

CRD Number: 3104640
Current Firm: Lpl Financial LLC

Warren Vandiver (CRD# 3104640) is an Investment Advisor Representative working at Lpl Financial LLC in Wilmington, DE and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Wilmington, DE Feb 2014 - Current 2
Proequities, Inc. Dover, DE Feb 2013 - Feb 2014 1
Bankers Life & Casualty Dover, DE Jan 2013 - Feb 2014 1
Securian Financial Services Inc. St. Paul, MN Feb 2012 - Feb 2013 1
Ing Financial Partners Newark, DE Aug 2007 - Feb 2012 4
Questar Capital Corporation Newark, DE Dec 2006 - Aug 2007 < 1
Questar Asset Management Ann Arbor, MI Jun 2006 - Aug 2007 1
Usallianz Securities Inc. Minneapolis, MN Jan 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
S65 NASAA Investment Advisors Law Examination Dec 2000
Contact Info for Warren S. Vandiver
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • DE
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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