Stephen Francis (CRD# 4925228) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Wilmington, IL and has over 19 years of experience in the finance industry. Stephen Francis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6691750
Ameriprise Financial Services, LLC
CRD# 6805967
Edward Jones
CRD# 5967528
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oak Knoll Tax Company | Wilmington, IL | Jun 2016 - Current | 7 |
| Oak Knoll Insurance Strategies, Inc. | Wilmington, IL | Jun 2016 - Current | 7 |
| Oak Knoll Farm/francis Bros. | Wilmington, IL | Apr 2014 - Current | 10 |
| Raymond James Financial Services Advisors, Inc. | Wilmington, IL | Jan 2009 - Current | 15 |
| Raymond James Financial Services | Wilmington, IL | Mar 2005 - Current | 19 |
| Daily & Francis, LLC | Wilmington, IL | Apr 2011 - Jan 2017 | 5 |
| Sj Francis Insurance Agency, Inc. | Wilmington, IL | Dec 2009 - Jan 2017 | 7 |
| Premier Ag Partners LLC | Wilmington, IL | Sep 2013 - Dec 2016 | 3 |
| Francis Insurance Agency, P.c. | Wilmington, IL | Dec 2006 - Dec 2016 | 10 |
| Daily & Company | Wilmington, IL | Jun 2014 - Oct 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2005 |
- IL
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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