David Owen, financial advisor Dunn NC

David Owen

CRD Number: 5507096
Current Firm: First Citizens Investor Services, Inc.

David Owen (CRD# 5507096) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Dunn, NC and has over 15 years of experience in the finance industry.

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Aim Advisors, LLC
Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Mar 2019 - Current 5
First Citizens Investor Services Raleigh, NC May 2017 - Mar 2019 1
First Citizens Bank Wilmington, NC Apr 2017 - Mar 2019 1
Pnc Bank Pittsburgh, PA Nov 2012 - Apr 2017 4
Pnc Investments Pittsburgh, PA Nov 2012 - Apr 2017 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David L. Owen
Phone Number: 800-229-0205
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,527
    MILLIONS
  • Total Number of Accounts
    5,949
    ACCOUNTS
  • Average Account Value
    $256,604
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WI, WV

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