Joseph Gay, financial advisor Wilmington NC
93 score

Joseph Gay

CRD Number: 3082980
Current Firm: Securities America Advisors, Inc.

Joseph Gay (CRD# 3082980) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Wilmington, NC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Wilmington, NC Oct 2014 - Current 2
Securities America Advisors Wilmington, NC Oct 2014 - Current 2
Wells Fargo Advisors, LLC Raleigh, NC Jun 2013 - Oct 2014 1
Bank Of America, Na Wilmington, NC Jan 2010 - Jun 2013 3
Merrill Lynch,pierce, Fenner & Smith, Inc. Wilmington, NC Aug 1999 - Jan 2010 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S66 NASAA Uniform Combined State Law Examination Jun 2001
Contact Info for Joseph D. Gay
Phone Number: 402-399-9111
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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