Kevin Thompson, financial advisor Wilmington NC
93 score

Kevin Thompson

CRD Number: 5491076
Current Firm: Capitol Securities Management, Inc.

Kevin Thompson (CRD# 5491076) is an Investment Advisor Representative working at Capitol Securities Management, Inc. in Wilmington, NC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Capitol Securities Management Wilmington, NC Jan 2014 - Current 2
Merrill Lynch Wilmington, NC May 2011 - Jan 2014 2
Express Professionals Reading, PA Dec 2010 - Feb 2011 < 1
Gage Personnel Reading, PA Nov 2010 - Dec 2010 < 1
Various Insurance Carriers For W & R Insurance Agencies Wyomissing, PA Mar 2008 - Oct 2010 2
Waddell & Reed, Inc. Wyomissing, PA Mar 2008 - Oct 2010 2
Waddell &amp; Reed, Inc. Wyomissing, PA Mar 2008 - Jan 2010 1
Hpsa/abm West Reading, PA Oct 2006 - May 2008 1
Namco Temple, PA May 2006 - Oct 2006 < 1
All-stair Beer Distributor Reading, PA May 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Kevin Thompson
Phone Number: 888-612-1484
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    539
    MILLIONS
  • Total Number of Accounts
    1,789
    ACCOUNTS
  • Average Account Value
    $301,110
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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