Mark Williams, financial advisor Wilmington OH
88 score

Mark Williams

CRD Number: 6275304
Current Firm: Axa Advisors, LLC

Mark Williams (CRD# 6275304) is an Investment Advisor Representative working at Axa Advisors, LLC in Wilmington, OH and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors LLC Ny, NY Jan 2014 - Current 2
Unemployed Wilmington, OH Sep 2013 - Jan 2014 < 1
Self Employed Ocala, FL Jun 2013 - Aug 2013 < 1
Unemployed/retired Wilmington, OH Sep 2012 - May 2013 < 1
Wilmington Savings Bank Wilmington, OH Jun 1988 - Sep 2012 24
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
Contact Info for Mark A. Williams
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CO
  • OH
  • FL
  • NC
  • SC
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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