Tara RammelCRD Number: 6403990
Current Firm: Fifth Third Securities, Inc.
Tara Rammel (CRD# 6403990) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Wilmington, OH and has 1 year of experience in the finance industry.
Smith Capital Management, LLC
Raymond James & Associates, Inc.
Greenrock Advisory LLC
|Fifth Third Securities||Wilmington, OH||Sep 2014 - Current||2|
|Amatha Farrens State Farm||Hillsboro, OH||May 2012 - Sep 2014||2|
|Romie Brown State Farm||Toledo, OH||Oct 2011 - May 2012||< 1|
|Amatha Farrens State Farm||Hillsboro, OH||Jul 2011 - Oct 2011||< 1|
|Dollar General Corp||Leesburg, OH||Aug 2010 - Jul 2011||< 1|
|Huhtamaki Plastics Inc.||New Vienna, OH||Jul 2004 - Jul 2010||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV