Colin LeisyCRD Number: 1270224
Current Firm: H.d. Vest Advisory Services, Inc.
Colin Leisy (CRD# 1270224) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Wilson, NC and has over 9 years of experience in the finance industry. Colin Leisy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Emerald Asset Management, Inc.
Lpl Financial LLC
Whitener Capital Management, Inc.
|H.d. Vest Advisory Services||Wilson, NC||Jun 2008 - Current||8|
|The Tax Corps Ltd||Wilson, NC||Aug 2001 - Current||15|
|Leisy Realty LLC||Wilson, NC||Apr 2006 - Nov 2015||9|
|Assist 2 Sell||Wilson, NC||Mar 2006 - Jun 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S65||NASAA Investment Advisors Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV