Anthony RoccoCRD Number: 1288921
Current Firm: Raymond James Financial Services Advisors, Inc.
Anthony Rocco (CRD# 1288921) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Wilton, CT and has over 29 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Scholtz & Co
|Raymond James Financial Services Advisors, Inc.||Wilton, CT||Jan 2009 - Current||8|
|Raymond James Financial Services||Wilton, CT||Feb 2008 - Current||9|
|First Investors Corporation||West Haven, CT||Jun 1984 - Feb 2008||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1988|
|S65||NASAA Investment Advisors Law Examination||Apr 2008|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops