Anthony RoccoCRD Number: 1288921
Current Firm: Raymond James Financial Services Advisors, Inc.
Anthony Rocco (CRD# 1288921) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Wilton, CT and has over 30 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Abbondandolo Wealth Management Corp
|Raymond James Financial Services Advisors, Inc.||Wilton, CT||Jan 2009 - Current||9|
|Raymond James Financial Services||Wilton, CT||Feb 2008 - Current||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1988|
|S65||NASAA Investment Advisors Law Examination||Apr 2008|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops