Emily Boothroyd, financial advisor Wilton CT
81 score

Emily Boothroyd

CRD Number: 5942142
Current Firm: Private Advisor Group, LLC

Emily Boothroyd (CRD# 5942142) is an Investment Advisor Representative working at Private Advisor Group, LLC in Wilton, CT and has over 5 years of experience in the finance industry. Emily Boothroyd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Wilton, CT Jan 2016 - Current < 1
Private Advisor Group, LLC Morristown, NJ Dec 2015 - Current 1
Sontag Advisory LLC Westport, CT Jun 2011 - Dec 2015 4
Sontag Advisory LLC New York, NY Jan 2009 - Dec 2015 6
Bishop, Jackson, & Kelly, LLC Milford, CT Feb 2008 - Sep 2009 1
House Of Representatives Koror, Dec 2006 - Dec 2007 1
Pollack And Macguire White Plains, NY Aug 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2011
S63 Uniform Securities State Law Examination Jan 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Emily S. Boothroyd
Phone Number: 973-538-7010
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    10,642
    MILLIONS
  • Total Number of Accounts
    48,558
    ACCOUNTS
  • Average Account Value
    $219,167
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Emily Boothroyd and other advisors.
BADGES
81

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