Douglas Arthur, financial advisor Winchester VA

Douglas Arthur

CRD Number: 4154979
Current Firm: Lpl Financial LLC

Douglas Arthur (CRD# 4154979) is an Investment Advisor Representative working at Lpl Financial LLC in Winchester, VA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Strasburg, VA Mar 2020 - Current 4
Ameriprise Financial Services, Inc. Strasburg, VA Aug 2015 - Mar 2020 4
Private Advisor Group, LLC Strasburg, VA May 2012 - Aug 2015 3
Lpl Financial LLC Strasburg, VA Oct 2009 - Aug 2015 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2000
Contact Info for Douglas C. Arthur
Phone Number: 704-733-3300
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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