Richard NewbyCRD Number: 1988368
Current Firm: Ameriprise Financial Services, Inc.
Richard Newby (CRD# 1988368) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Winchester, VA and has over 27 years of experience in the finance industry.
Planmember Securities Corporation
Bauserman Financial Services, Inc.
Bfc Planning, Inc.
|Ids Life Insurance Company||Charlottesville, VA||Apr 1992 - Current||24|
|American Express Financial Advisors Inc.||Charlottesville, VA||Apr 1992 - Current||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 1992|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV