Stuart Allen, financial advisor Winchester VA
96 score

Stuart Allen

CRD Number: 1829040
Current Firm: Planmember Securities Corporation

Stuart Allen (CRD# 1829040) is an Investment Advisor Representative working at Planmember Securities Corporation in Winchester, VA and has over 26 years of experience in the finance industry. Stuart Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Debra Arthur, financial advisor Winchester VA
Debra S. Arthur
CRD# 2346646
Lifemark Securities Corp.
Score
96
Similar Advisors
John Bauserman, financial advisor Winchester VA
John S. Bauserman
CRD# 1140325
Bauserman Financial Services, Inc.
Score
96
Similar Advisors
Herald Bennett, financial advisor Winchester VA
Herald F. Bennett
CRD# 2317754
Bfc Planning, Inc.
Score
96
Professional Designations
Company Name Location Dates Years
Planmember Securities Corporation Carpinteria, CA Jun 2014 - Current 2
Old Dominion Insurance & Investments, Inc. Winchester, VA Sep 1996 - Current 20
Bruce & Betty Allen (self Employed) Winchester, VA Jan 1995 - Current 21
S. Bruce Allen (self Employed) Winchester, VA Dec 1989 - Current 27
Gwn Securities Inc. Palm Beach Gardens, FL May 2006 - Jun 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1990
S65 NASAA Investment Advisors Law Examination Dec 2006
Contact Info for Stuart B. Allen
Phone Number: 805-684-1199
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    2,638
    MILLIONS
  • Total Number of Accounts
    49,000
    ACCOUNTS
  • Average Account Value
    $53,828
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.