Stuart AllenCRD Number: 1829040
Current Firm: Planmember Securities Corporation
Stuart Allen (CRD# 1829040) is an Investment Advisor Representative working at Planmember Securities Corporation in Winchester, VA and has over 26 years of experience in the finance industry. Stuart Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lifemark Securities Corp.
Bauserman Financial Services, Inc.
Bfc Planning, Inc.
|Planmember Securities Corporation||Carpinteria, CA||Jun 2014 - Current||2|
|Old Dominion Insurance & Investments, Inc.||Winchester, VA||Sep 1996 - Current||20|
|Bruce & Betty Allen (self Employed)||Winchester, VA||Jan 1995 - Current||21|
|S. Bruce Allen (self Employed)||Winchester, VA||Dec 1989 - Current||27|
|Gwn Securities Inc.||Palm Beach Gardens, FL||May 2006 - Jun 2014||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1990|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
Total Assets Under Management2,638MILLIONS
Total Number of Accounts49,000ACCOUNTS
Average Account Value$53,828
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV